As the UAE tightens its financial regulatory environment, AML (Anti-Money Laundering) and CFT (Counter-Financing of Terrorism) compliance has become a critical responsibility for businesses — especially those operating in sectors classified as Designated Non-Financial Businesses and Professions (DNFBPs).
In 2025, staying compliant is not just about avoiding penalties — it’s about protecting your reputation, maintaining your license, and ensuring continued access to banking and financial services.
At AVS Lewis & Pecker Auditing, our Compliance Department plays a key role in helping clients implement robust AML/CFT frameworks that meet the requirements of the UAE Ministry of Economy and the Financial Intelligence Unit (FIU). We also provide technology-backed solutions through our proprietary platform, WinGuardAML.
Why AML/CFT Compliance Is a Business Priority in 2025
- Stronger enforcement by regulators
- The UAE continues to align with FATF recommendations. On-site inspections, administrative penalties, and compliance notices are now common for DNFBPs.
- Mandatory registration and reporting
- All DNFBPs must register on the goAML platform, perform risk assessments, and submit Suspicious Transaction Reports (STRs) when required.
- Banking, licensing, and trade relationships at risk
- Many free zones and banks require AML compliance documents during onboarding, renewals, and audits — making compliance a business continuity issue.
How Our Compliance Team Supports AML/CFT Implementation
The Compliance Department at AVS Lewis & Pecker Auditing provides expert assistance tailored to your business model and regulatory obligations. Our key services include:
- Risk Assessment & Policy Framework
- Development of internal AML/CFT policies
- Business-wide risk profiling
- Documentation of risk-based due diligence procedures
- KYC, CDD & Internal Controls
- Client onboarding templates (KYC, source of funds, beneficial ownership)
- CDD/EDD checklists and internal escalation procedures
- Setup of compliance registers and document logs
- Staff Training & Awareness Programs
- Customized AML training for employees and management
- Scenario-based guidance on recognizing red flags
- Regular updates on regulatory developments
- AML Health Checks & Gap Assessments
- Internal reviews of existing AML controls
- Reporting of weaknesses with actionable improvement plans
- Ongoing Screening & Reporting — Powered by WinGuardAML
- Our proprietary tool, WinGuardAML, offers:
- Real-time client screening using Dow Jones Watchlist data
- Automated risk scoring and alerts
- Dashboard for managing alerts, reports, and audit trails
- Our proprietary tool, WinGuardAML, offers:
Non-Compliance Comes with Serious Consequences
Failing to meet AML/CFT obligations can result in:
- Regulatory sanctions and administrative action
- Suspension or revocation of your business license
- Loss of trust from banks, partners, and licensing authorities
- Reputational damage that’s difficult to recover from
Why Choose AVS Lewis & Pecker Auditing
- Dedicated in-house Compliance Team
- End-to-end AML setup and documentation
- Technology-driven monitoring via WinGuardAML
- Experience with high-risk sectors like real estate, gold trading, and consulting
- Discreet, confidential, and regulator-ready advisory
Protect your business. Strengthen your compliance. Stay ahead of regulatory risks.
Contact our Compliance Department today for a tailored AML/CFT consultation.
